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Basil Fernando
[Ed. Note: The article below was submitted to the sixth
annual meeting of the Asia-Pacific Forum of National Human Rights
Institutions, which will be held from Sept. 24 to 27, 2001, in
Colombo, Sri Lanka.]
The sixth annual meeting of the Asia-Pacific Forum of National
Human Rights Institutions will be held from Sept. 24 to 27, 2001,
in Colombo, Sri Lanka. The forum meetings in the past have been a
place where a lot of self-congratulatory words have been said
about the National Human Rights Commissions in Asia. Although
this was quite understandable during the early years of the
forum, now during this sixth session it is time to take a
realistic look at these national institutions. Above all, it is
necessary to see how the people in various countries view these
institutions. How are these institutions perceived in terms of
their capacity to protect and promote human rights?
Answering this question requires a look into the situation of
protecting rights in the region. The general picture of the
region is one of the colossal violation of rights: torture and
extrajudicial killings are endemic; fair trials are in decline;
and the most cruel forms of discrimination on the basis of caste,
religion, race and ethnicity still persist. Moreover, the denial
of economic, social and cultural rights is to such an extent that
acute poverty is the most visible aspect of life in the region.
The denial of the right to peace also affects the lives of
millions of people daily. To top it all, the democratic form of
governance has collapsed or is endangered in most places. What
role then do the National Human Rights Commissions play in these
situations?
That many governments in the world, and almost all governments
in Asia, do not honour their obligations under various U.N. human
rights conventions, though they sign, ratify and even become
parties to protocols, is quite a common criticism that is being
made constantly. This criticism is based on the failure of
governments to comply with Article 2 of the International
Covenant on Civil and Political Rights (ICCPR), or more
specifically Article 2(3), which reads:
"2(3). Each state party to the present covenant
undertakes:
(a) To ensure that any person whose rights or freedoms as
herein recognised are violated shall have an effective remedy,
notwithstanding that the violation has been committed by persons
acting in an official capacity;
(b) To ensure that any person claiming such a remedy shall
have his right thereto determined by competent judicial,
administrative or legislative authorities, or by any other
competent authority provided for by the legal system of the
State, and to develop the possibilities of judicial remedy;
(c) To ensure that the competent authorities shall enforce
such remedies when granted."
Failure to Ensure an Effective Remedy
Failure to comply with Article 2(3) of the ICCPR in the
countries of Asia consists of the following types of violations:
- Failure to guarantee criminal investigations through
competent policing;
- Failure to guarantee prosecutions through a strong and
impartial prosecution system;
- Failure to guarantee a competent and impartial judiciary.
The frustration about policing is quite common. In some
countries, policing has broken down to such an extent that people
prefer summary killings instead of seeking remedies through
criminal investigations. Sadly, it is a common criticism that the
police themselves are involved in crime. Many people who seek
assistance from the police often find that they have even more
difficult problems by doing so. Torture is endemic, and
harassment is normal. A common cause of harassment is bribery in
a variety of forms. The allegation that the police help rig
elections by commissions and omissions is also prevalent in
several countries. The police, in turn, state that the only way
for them to survive is by assisting the politicians. The result
of this link between the politicians and the police is that the
command system within the police institution becomes
fundamentally flawed.
As for prosecutions, several countries in Asia do not have
independent public prosecutors. The public prosecutor's function
is sometimes performed by the attorney general's office. This
system though is overburdened with many activities other than
prosecutions, such as providing legal advice to the government
and legally representing the government. Prosecutions suffer from
subordination to the government, a lack of resources and a lack
of staff. The net result is that many serious crimes and also
serious human rights violations are not brought before the
country's courts for adjudication. Thus, the faith of the people
in the prosecution system is very low.
The faith in the judiciary is very low as well. The reasons
are many. Interference with the judiciary by the executive is one
major factor. This often results in internal subordination of the
judiciary itself to the powers-that-be. Often the higher
judiciary has been deprived of the power of judicial review, or
the possibilities for such review have been limited. The curbing
of the powers of higher courts, such as the Supreme Court and
appellate courts, can highly limit the operation of the doctrine
of the separation of powers. When the higher courts do not
effectively intervene to supervise the lower courts, the quality
of justice can become rather low. In addition to all of these
problems, there are extraordinary delays in justice. The delays
in the courts are such that it a nightmare for those seeking
recourse in the courts.
Implications for the National Human Rights Commissions
When there is such a lack of adequate remedies as the state
parties are obliged to provide under Article 2 of the ICCPR, the
role of the national institutions as expected under the Paris
Agreements and the statutes under which such national
institutions are based becomes virtually impossible. It is not
possible for national institutions to become a substitute for the
basic institutions of justice, such as the police, prosecution
and judiciary. The national institutions can best work only as an
additional means of protecting and promoting human rights and not
as a substitute to the justice system itself of a country.
Where such basic justice system problems exist, the task of
national institutions must be, first of all, to assist the
government to put its justice system in order. This can be done
by use of the mandates of the National Human Rights Commissions
in terms of the Paris Agreements and the particular statutes by
which these institutions are created. In short, the investigation
function, the advisory function, educational function and other
functions of the National Human Rights Commission can be used to
analyse the fundamental flaws of the justice system and to make
recommendations to correct these fundamental flaws.
Implications for the United Nations and the Asia-Pacific Forum
Most national institutions in the Asian region have been
formed due to the initiative and even the pressure of the United
Nations, specifically the Office of the High Commissioner for
Human Rights (OHCHR). Therefore, the United Nations owes an
obligation to see that these institutions function for the
purpose of protecting and promoting human rights and not for the
purpose of covering up the defects of the justice system in
particular countries.
However, in doing so, it is necessary to recognise some of the
inherent problems that people from Western countries who
represent the United Nations have in dealing with this issue. One
such basic problem is the fact that a person from the West will
find it almost impossible to understand what it means to have a
justice system which is fundamentally flawed. It is much easier
to understand a famine or a massive humanitarian problem. Such
catastrophes are physical and therefore visible, but a flawed
justice system is not so visible. Moreover, it is easy to
attribute a collapsed legal system to cultural factors, which are
more imagined than real.
This difficulty comes from the fact that a basically
functioning justice system is part of the heritage of the
developed Western countries. (Of course, there are several former
Soviet countries in which the health of the justice system is
similar to their Asian counterparts.) This is not to say that
Western systems are perfect. In fact, in this age of high-speed
and pervasive communication, the defects of these justice systems
in Western countries are quite well-known. The only point made
here is a very obvious one that people from the West take a
reasonably functioning justice system as a given. Thus, a person
from the West is likely to think of national institutions as a
means to further reinforce what the justice system already
guarantees. It is this assumption that makes it difficult for
them to see the actual state of justice in the countries of Asia.
What is more is that such an assumption about the justice
system can be dangerous. It can lead to directions that are given
to national institutions which defeat the purpose of justice in
these countries. Thus, national institutions can become a way to
confer legitimacy on political and social systems which obstruct
justice or even provide their people with only injustice.
This same can apply to the Asia-Pacific Forum headquarters,
which is based in Australia where a functioning common law system
of justice exists. This, of course, is not to dismiss the
criticisms of the indigenous people of Australia who feel that
they do not receive equal justice. However, it cannot be denied
that better trained personnel and better systems of policing,
prosecution and the judiciary exist and that these institutions
are relatively better financed. This foundation of the system
provides the basis on which more protections can be worked out
for the improvement of rights.
However, similar approaches to those in Australia or New
Zealand for national institutions cannot apply to most other
Asian countries where the issue is one of creating a justice
system and not merely improving it. In fact, as an experienced
group of Asian human rights activists mentioned in a recently
held seminar in Hong Kong in August 2001, the task in Asia is,
first of all, to challenge systems of administering injustice and
to begin to build systems of administering justice.
Thus, both the United Nations and the Asia-Pacific Forum must
guard themselves against pursuing a Western orientation but must
instead help the national institutions in Asia deal with the
actual and acute problems of justice that are faced in the Asian
context.
What the National Institutions Can Do to Make
Improvements in the Justice Systems in the Region
It is possible to review some aspects of the performance of
the National Human Rights Commissions from this broad
perspective.
Torture
The Investigation Function of the National Institutions
In international law, torture is considered today to be among
the most heinous of crimes. Though torture is endemic in all
Asian countries, investigations by national institutions (where
such investigations take place) do not reflect the seriousness
attached to it. Torture is regarded as a minor offence which can
be settled by the payment of monetary compensation.
Though laws in some countries have domestically assimilated
the Convention against Torture (CAT), there have hardly been any
cases prosecuted under these laws. The people who persist in
making complaints are harassed by delays and neglect. Direct and
indirect forms of impunity exist.
Advisory Opinions by National Institutions
There is hardly any advisory opinion given by the national
institutions for the proper prosecution of officers accused of
torture, either to the government or to the agencies dealing with
prosecutions. The national institutions have not impressed on the
prosecuting authorities the developments in international
jurisprudence on torture and have not called for a change of
national policies and attitudes that treat torture lightly.
Use of the Educational Function of the National
Institutions
The national institutions have access to the country's
communication resources, such as television, radio and the print
media. If these institutions want to change the attitudes of the
nation on torture, they can make use of these communication
resources. However, there does not exist a single instance where
a national institution in Asia has used this vigorous manner to
educate the public about the law relating to torture or to
instruct them as to how to prevent this grave violation of human
rights.
Violations of Article 2 of the ICCPR: The Right to an
Adequate Remedy
The Investigation Function of the National Institutions
Complaints about violations of the right to an adequate remedy
are common. Such complaints vary from failures of investigation
and prosecution authorities to failures of courts to ensure a
fair trial and judicial review. Massive violations of rightsÐmurders,
disappearances, torture and other gross abuses of rightsÐgo
uninvestigated. Crimes are ignored which under the Rome Statute
of the International Criminal Court (ICC) will be regarded as
genocide, crimes against humanity and war crimes, and often there
is no authority to investigate or prosecute these crimes. In
addition, there are day-to-day violations of rights which result
in an inadequate remedy.
Can the National Human Rights Commissions ignore the
complaints of people who state that their rights to an adequate
remedy have been violated and that they are helpless victims? If
the National Human Rights Commissions ignore these complaints,
naturally, they will not be able to win much credibility. In
fact, as it has already been observed, people may engage in
finding "justice" in a summary fashion as is occurring
already in many countries.
On the other hand, National Human Rights Commissions cannot
themselves become the institutions which provide such remedies.
Neither the National Human Rights Commission mandates nor their
resources will make it possible for them to act in this manner.
Then what can the National Human Rights Commissions do? They
can use their investigation function to investigate the issue of
adequate remedies. They can receive complaints of violations of
the right to an adequate remedy; and then after the inquiry, if
they are satisfied that such a violation has taken place, the
National Human Rights Commissions can make a suitable order to
the authority concerned to ensure that an adequate remedy is
granted. The very fact of investigating complaints of the denial
of remedies will be helpful in creating public concern and to
holding the various institutions accountable.
Advisory Opinions by National Institutions
The National Human Rights Commissions can give advisory
opinions to governments about their failure to provide adequate
remedies that are guaranteed under Article 2(3) of the ICCPR.
National Human Rights Commissions can report to the government
about the lack of remedies as well as the failure of the
authorities to enforce these remedies where such remedies exist
in law but are not enforced. These reports and recommendations,
if they are made available to local organisations and
international agencies, can be used by these local and
international actors in their negotiations with the government.
These reports can also improve the public debate on these
matters.
Use of the Educational Function of the National
Institutions
The National Human Rights Commissions can use their
educational functions to educate the State and state agencies
about their obligations under Article 2(3) of the ICCPR. They can
also help in developing human rights educational material for the
public on this issue and can use the media for educational
purposes as well.
What the Jurist Council of the Asia-Pacific Forum Can
Do
The Jurist Council is a very important forum developed by the
Asia-Pacific Forum. The National Human Rights Commissions which
are members can refer the issue of implementation of Article 2(3)
to this council. The council can look into the issue as to
whether adequate remedies exist in member countries. The council
also can make recommendations for each country as it has already
done on two other issues referred to it earlier. If this matter
is referred to the Jurist Council for an opinion, adequate
publicity should be given to it to enable concerned people and
groups to make representations to it.
Conclusion
Human rights without adequate remedies is nothing more than a
pie in the sky. The cynical comments to this effect are heard all
over Asia. Any human rights institution that wants to be taken
seriously must address this issue. The debate on whether National
Human Rights Commissions are mere cosmetic institutions has gone
on for some time now. National Human Rights Commissions have
still not been able to dismiss this in an effective way. If they
do not take strong steps soon, the credibility of the whole
exercise will be lost.
National Human Rights Commissions can use their mandate to
investigate, to make recommendations, to educate and to promote
the right to an adequate remedy that is guaranteed under Article
2(3) of the ICCPR. The examination of the availability of
adequate remedies is a useful subject that may be referred to the
Jurist Council for an opinion. Their opinion may help guide the
National Human Rights Commissions and others to take suitable
action regarding this matter.
Posted on 2001-09-26
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