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by Yash Ghai
(Ed. note: The author is the Sir Y. K. Pao Professor of
Public Law at the University of Hong Kong and an advisor to the
Asian Human Rights Commission [AHRC]. The article below will
appear in an upcoming book published by Curzon Press - Asian
Values: Encounter with Diversity - edited by Josiane Cauqelin,
Birgit Mayer Koenig and Paul Lim. The article was commissioned by
the European Institute for Asian Studies [EIAS] in Brussels,
Belgium, for a study entitled "Understanding Asian
Values.")
"The rich man in his castle,
The poor man at his gate,
God made the high and the lowly
And ordered their estate"
(All Things Right and Beautiful, a Christian hymn).
"Duke Ching of Chi asked Master Kung about
government. Master Kung replied saying, Let the
prince be a prince, the minister a minister, the father a father
and the son a son" (Analects 12.11).
"The system of caste insists that the law of social life
should not be cold and cruel competition but harmony and
cooperation. . . . A man born in a particular group is trained to
its manner and will find it extremely hard to adjust himself to a
new way. . . . The worker has the fulfilment of his being through
and in his work. According to the Bhagavadgita, one obtains
perfection if one does ones duty in the proper spirit of
non-attachment" (S. Radhakrishnan, The Hindu View of
Life, p. 112).
Introduction
In this article, I discuss notions of rights, duties and
responsibilities in the context of the contemporary debates about
Asian values. The rise of "Asian values" as a political
doctrine can be traced to the end of the Cold War. Its most
active proponents were Singapore and Malaysia. It came into
prominence to challenge what was claimed to be the attempts of
the West to establish its global intellectual and cultural
hegemony by imposing Western notions of rights under the guise of
their universalism. Before the collapse of Western communist
regimes, the discourse on rights was dominated by the great
ideological differences between liberal capitalism and socialism
in which the contest was seen to lie in the competing claims of
the primacy of civil and political rights, on one hand, and
economic and social rights, on the other. The West was deemed to
conceive of rights largely as political while the socialist
States provided the impetus for social and economic rights. At
the heart of the controversy was the role of the market in the
organization of the economy and the distribution of resources.
Socialist States not only deployed the well-known critique by
Marx of what he called bourgeois rights but also claimed to have
established a better framework for rights in which economic and
social rights were ensured to all people, enabling them to live a
life of dignity. Socialist States, therefore, analyzed rights in
class terms. The leaders of developing States hovered uneasily
between these opposing views as they were reluctant to disengage
from the rhetoric of rights which had been invoked extensively in
the colonial period, but they were also conscious of the
difficulties of establishing their political authority,
especially in multiethnic societies, and were increasingly driven
to a restrictions of rights. In this context,
"developmentalism" became an ideology of sorts for both
socialist regimes and those which operated market economies under
the hegemony of the West with its undertones of control and
authority.
The collapse of communist regimes in Europe and the end of the
Cold War changed dramatically the context for the discourse of
human rights. The discourse achieved a high salience. The
collapse of communism was widely represented as the victory of
human rights and democracy. The West defined its mission as the
extension of rights and democracy to other parts of the world. It
was no longer encumbered by the need to placate and boost its
former authoritarian allies as part of its strategy to fight
communism worldwide and was able to respond to its own publics
who had begun to question the assumptions and practices of
foreign aid. Human rights- and democracy-based conditionalities
began to be imposed on foreign aid and trade relations, resulting
in massive structural adjustments and the opening up of Third
World economies to international investment and markets. Human
rights and democracy seemed to provide the framework for the
reconstitution of the former Soviet Union and other States in
Eastern Europe, including Yugoslavia (despite, perhaps because
of, all the carnage), that was evident in the rules enunciated by
the European Union (EU) for the recognition of its breakaway
republics. Earlier a similar framework had justified
international intervention in Cambodia for its reconstruction
(even if it did not facilitate the reconstruction), and today
U.N. interventions, whether in Somalia, Rwanda or Zaire, are
routinely justified on human rights and humanitarian grounds.
The emphasis on rights was not welcomed by all States,
however. Those States which had felt immune from international
scrutiny of their authoritarian political systems (which in East
and Southeast Asia had been justified on the basis of the menace
of communism) found themselves a little like the emperor without
clothes. They were anxious at what were considered to be the
likely consequences of this new stress on human rights for their
political systems. They were also resentful of conditionalities
that derogated from their political and economic sovereignty. The
universalization of rights was seen as the imposition of Western
cultural norms. They were anxious because of the effects of these
rights on their competitiveness in the framework of international
trade that was ushered in by globalization, and they claimed to
detect in this emphasis a Western conspiracy to undermine newly
growing economies.
The challenge to the new emphasis on rights and democracy was,
paradoxically, led by States in East and Southeast Asia which by
many standards were unlikely candidates. They were unlikely
candidates because they shared a wide set of interests with the
West, especially the United States. They were also
well-integrated into the global economy, and there was a large
consensus among them on the market mechanism. Moreover, they
needed Western capital and technology; they were not directly
affected by earlier phases of conditionality and structural
adjustment; they had close common interests in the security of
the region under the umbrella of the United States; and they were
heavy purchasers of Western weaponry.
There were two factors which prompted them, however, to lead
the resistance to attempts at the universalization of human
rights. First, their special client relationship with the West
was in jeopardy in the new period of post-Cold War geo-politics
and with this the consequent vulnerability of their regimes to
human rights-based criticism. Second, while they were integrated
into the global economic system, their versions of the market
were less than liberal with there being a complex (if not
necessarily subtle) set of connections between the State and the
market which gave governments considerable leverage over economic
(and consequently political) processes. Implicit in the concept
of governance was a different version of the market and a new
framework for international economic competition, which was
likely to have relatively greater effect on States already
well-integrated into the global economy. Above all else, however,
these States were well-placed to challenge what they saw as
Western pretensions. They had achieved remarkable economic
development in the preceding decades and a measure of social and
political stability. Moreover, if they were dependent on the
West, they also offered attractive conditions for Western capital
and markets, ruling out significant Western retaliation.
The wide consensus on the market and global economic processes
that they shared with the West determined the specific nature of
their challenge to the rights regime - the claim of cultural
specificity of rights. There was also a subsidiary riposte based
on that old-fashioned artefact of Western statecraft and
international relations - sovereignty.
In the positioning preceding the Vienna Conference on Human
Rights (orchestrated largely by Singapore and Malaysia), China
was ambivalent about the cultural response, having denounced
Confucianism only a few years earlier. Chinas opposition
(as in the White Paper of 1991, Human Rights in China,
issued by the Information Office of the State Council of the
Peoples Republic of China [PRC]) was based on materialist
rather than cultural grounds. It said that "the evolution of
the situation in regard to human rights is circumscribed by the
historical, social, economic and cultural conditions of various
nations and involves a process of historical development."
Because of these reasons, "countries differ in their
understanding and practice of human rights" (both quotations
are from page 2 of the document). The same position is repeated
in an update of that paper issued in December 1995 (despite some
attempts at the revival of Confucian thought in China). Although
in one sense China argues for the primacy of rights related to
basic, physical needs, its position is that China has protected
civil and political rights as effectively as these. Chinas
principal position is that rights are essentially domestic
matters within state sovereignty and are not subject to
international interference. Only with strong sovereignty can a
State protect the rights of its citizens (for which the
predations against China by the West in the 19th century might be
seen to provide enough justification).
Although some other East and Southeast Asian States subscribe
to this theory of sovereignty (and, thus, deny the responsibility
of the international community for the protection of human
rights), their principal response has been cultural. It involves
a direct attack on the claim of the universality of human rights.
It has opposed "Western" rights with "Asian
values." What is more, it has claimed that the economic and
social success of Asia was based on these values and that the
economic crisis and moral decadence of the West was the result of
its preoccupation with rights.
Moreover, they add, there were antecedents for this cultural
perspective. For example, an early challenge to universalism came
from certain members of Islamic societies, especially in the
Middle East in the wake of the defeat of the Arab side in the
Arab-Israeli war. The defeat was ascribed by some to the creeping
Westernization of their States and societies; a return to Islamic
values was the prescription (Nasr, 1987, especially Chapter 5;
Mayer, 1995, especially Chapter 2). The rise of the Islamic
movement put a stop in many countries to the reform (i.e., the
modernization) of the law as the new laws, especially in the area
of family, were seen as contrary to the Sharia law of Islam.
Western preoccupation with Asian economic success and the
distinctiveness of its culture was given an impetus by the
well-known article by Samuel Huntington where he states that the
next major global conflict would be between civilizations or
cultures, not ideologies (Huntington, 1993). Although the article
is weak both theoretically and empirically, it has been highly
influential and has moulded U.S. foreign policy and given rise to
the notion that cultures are both different and antagonistic. As
with "Asian values," it seeks to fill the void left by
the Cold War, to sharpen differences with others, to
"enjoy" them as enemies.
There is no particular coherence in the doctrine of Asian
values though. Its intellectual roots are weak, and it shifts its
ground as expediency demands. Although perceived and intended to
be an attack on human rights, it is, in fact, concerned with
ethics and the organization of society and does not engage
directly with the nature of human rights. Moreover, it sets up
false polarities and has a dubious theory of causation with which
it seeks to attack the notion of rights.
The doctrine of Asian values seeks to achieve various
objectives, however. It seeks to differentiate Asia from the West
and, indeed, to show the superiority of the former over the
latter. Through this differentiation, it seeks to disapply norms
of rights and democracy. It aims to fight the gospel of
governance by "demonstrating" the distinct cultural
foundations of Asian capitalism and markets which, unlike in the
West, are not dependent on legal norms and independent
judiciaries but rather on the ties of family and kinship (and the
trust they generate) (Redding, 1990; Hamilton, 1991; Wong, 1991).
It aims to strengthen Asian solidarity by positing (a false)
unity.1
An argument which seeks to establish the essential difference
between the East and the West is the relative importance of
rights and duties in the two cultures. In brief, the argument is
that the West emphasizes rights and the East stresses duties.
Various consequences are then drawn from this distinction as
regards the atomization of society (when rights-based) or its
solidarity (when duty-based). Rights-based regimes are said to
promote confrontation and conflict while duty-based regimes are
said to advance harmony and consensus. In a duty-based regime, a
person relates to the family and the community in a different way
than in a rights-based regime; the former linking the individual
to society in a more organic manner than in the latter. In the
contemporary discourse of some Asian governments, the decadence
and moral decay in the West is due to its obsession with rights
while the social and political stability in Asia (more precisely
East Asia) is due to its cultivation of a sense of duty. These
views are expressed not only by government leaders who have a
political axe to grind but also by thoughtful Asians. For
example, Prof. Onuma has argued that the abuse of power by the
ruler and the violation of values and interests of the people
have been checked not by judicial mechanisms but by the virtue of
the rule and wisdom and prudence of the elite in securing humane
and good governance (1996, p. 3).
I propose to take up this debate by examining such questions
as the moral or material basis of duties and rights, the
consequences of a duty-based regime and contemporary
circumstances that bear on them.
The Virtues of Duties
Duties are frequently understood as correlatives of rights. My
right to privacy becomes your duty to respect it. In that sense,
the notion of duty serves no additional purpose, except to give
precision to the notion of right (right to what? right against
whom? what redress? - a concern essentially of lawyers, who find
it conceptually impossible to think of rights without duties). As
White says, "Bentham and others ... argued that since, in
their view, rights and duties are correlative the idea of a right
could be regarded as superfluous and all the necessary work done
by the idea of duty." Historically, White argues that the
notion of duty, encapsulated in the term "officium," is
much older than the notion of right.
It is unnecessary for our purposes to enter into a
philosophical inquiry into the relations between right and duty,
which are complex and ever-changing as new forms of entitlements
are being established. What I seek to examine are duties in a
more abstract sense as in claims that, while the West emphasizes
rights, the East emphasizes duties and that duties provide a
better way to organize society than rights. In this sense, duties
are not merely correlatives of rights. An Indian scholar has put
the matter in this way: "Indians . . . base their social
structure on duties and obligations rather than on rights."
Persons are seen not first and by nature as bearers of rights but
rather as bearers of duties (Saksena, 1967, p. 372). When invited
by UNESCO to contribute to a symposium on human rights, Mahatma
Gandhi wrote back that "all rights to be deserved and
preserved come from duty well-done" (1947).
The essence of this claim is also illustrated by the following
quotation from Soedjatmoko:
"We should not forget that many of the
traditional cultures have not felt the need to make
individuation and human freedom explicit values in their
own perception of their culture. The viability and
cohesiveness of these societies are derived from a
closely knit texture of mutual obligations rather than
from the human individual and his rights. Thus, there are
many societies where individual rights are not likely to
be the focal point in the value of configuration. Many of
the more primitive societies are collective societies
whereas part of the modernization process rests on
individualization and greater awareness of the rights of
the person. Still, collective societies have not
precluded the possibility of the self-realization of the
individual. Rather, this self-realization takes place in
the context of the moral fabric of the society and in the
web of obligations towards the community rather than
primarily in the context of rights. Moreover, all these
societies do recognize and value the dignity of the human
person, and they all have developed sensitivity and forms
of social intercourse for careful preservation and
observance of it" (1985, pp. 76-77).
A vivid illustration of the same point is presented in that
minor classic The Hindu View of Life by the eminent
philosopher and former president of India, Radhakrishnan, in his
defence of the Hindu caste system. Referring to the
stratification involved in caste, he wrote the following:
"Caste on its social side is a product of human
organization and not a mystery of divine appointment. It
is an attempt to regulate society with a view to actual
differences and ideal unity. The first reference to it is
in the Purusa Sukta where the different sections of
society are regarded as the limbs of the great self.
Human society is an organic whole, the parts of which are
naturally dependent in such a way that each part in
fulfilling its distinctive functions conditions the
fulfilment of functions by the rest and is, in turn,
conditioned by the fulfilment of its function by the
rest. In this sense, the whole is presented in each part
while each part is indispensable to the whole. Every
society consists of groups working for the fulfilment of
the wants of society. As the different groups work for a
common end, they are bound by a sense of unity and social
brotherhood. The cultural and the spiritual, the military
and the political, the economic classes and the unskilled
workers constitute the fourfold caste organization. The
different functions of human life were clearly separated,
and their specific and complementary character was
recognized. Each caste had its social purpose and
function, its own code and tradition. It is a close
corporation equipped with a certain traditional and
independent organization, observing certain usages
regarding food and marriage. Each group is free to pursue
its own aims free from interference by others. The
functions of different castes were regarded as equally
important to the well-being of the whole. The serenity of
the teacher, the heroism of the warrior, the honesty of
the business man and the patience and energy of the
worker all contribute to social growth. Each has its
own perfection" (1927, pp. 107-108; italics
supplied).
Although Confucianism is less bound by rigid caste
distinctions which prevent mobility, a similar reasoning
underlies the five key relationships in its thought -
ruler-subject, father-son, husband-wife, elder brother-younger
brother and friend-friend - as well as the four social classes -
the scholars, farmers, soldiers and merchants (with the first not
much different from the Brahmin, although the last are not quite
outcastes).2 Accordingly, the role of each person was defined
precisely, and the rites appropriate to that role were carefully
set out. There is a similar sense that social harmony and
personal satisfaction derive from the perfect performance of ones
role (as in the quotation from the Analects at the top of
this article). Hsieh Yu-wei, while acknowledging the presence of
the notion of rights in Confucianism, summarizes the position as
follows:
"But it was not the rights of the individual that
were considered most important. Of most importance were
the duties or obligations of the individual. According to
Confucian ethics, in order to be a man or to be a sage,
it is necessary, first, to perform ones duties, not
to claim ones rights" (1967, p. 314).
The Nature of a Duty-Based Society
It is now time to draw the implications of the notion of duty.
The first point is that the concept is not used in this context
to show that duty is a correlative of right, although some duties
may, indeed, be a response to the rights of another. It is more
like a case of duty without rights. In this sense, it is more
like responsibilities, the sense of right and proper conduct.
Many duties mentioned in Confucian and Hindu thought are rooted
in morality, not legal obligations, nor are duties a method of
prescription of a subjects relationship with the State
alone; they are deeply embedded in social and familial
relationships also, providing a structure for all of society. The
ambit of duties is therefore wider than that of rights.3 There
are several dimensions of such a notion.
(a) First, that the members of a society based on duties
may be said to be less selfish than in a society which is
rights-based.
(b) Secondly (related to the preceding point), it is
sometimes claimed that a society based on duties is
communitarian while a rights-based society is
individualistic; in the former, the individual is subordinate
to and subsumed under the family and society.4
(c) Thirdly, it may be said that a duty-based society is
more oriented towards harmony and stability than conflict;
for while assertions of rights are adversarial and
confrontationalist, the performance of duty is based on
cooperation and the acceptance of obligations, and thus, it
may be claimed that a duty-based society is civil and values
courteous behaviour. The key duties are loyalty, obedience,
filial piety, respect and protection.
(d) Fourthly, it is argued that the tendency in a
rights-based society is towards formalism, the transformation
of values as legal rights. Based on a theory of competition
and suspicion of authority, this leads to demands rather than
concessions, to confrontation rather than reciprocity and
accommodation. An emphasis on duties, on the other hand,
leads to honour and peace as well as stability. It is argued
that the rights-based emphasis leads to the impoverishment of
society so that, in the search for the protection of the
citizen against the State, the community collapses and
non-state actors become the principal source of oppression
and insecurity (making it unsafe to be on the streets of
major metropolises after sunset). There is also the danger in
the formalization of values as "rights" that the
form may elude substance (so that the satisfaction of formal
criteria hides realities that deny the values; as Prof.
Mazrui once said, the West may have abolished child
marriages, but the number of teenage pregnancies has vastly
increased). From this perspective, the role of duty is
particularly important in civil society, and indeed, the
notion of duty finds its strongest application in the family,
particularly in the Confucian tradition.
(e) Fifthly, it is assumed that true happiness lies in the
fulfilment of duty. I have already referred to assertions to
the effect that "perfection lies in duty." Seen in
this way, duty is infinitely superior to rights.
(f) Sixthly, it is said that the real protection of
subjects lies in the duties that are imposed on the rulers.
Confucianism is particularly strong on this point. The ruler
must act benevolently. One of the clearest examples of this
appears in Analects 2.20:
"Chi Kaang-tzu asked about inducing the
people to be respectful and loyal so that they might be
encouraged to support him. The Master said, If you
approach them with dignity, they will respect you. If you
are dutiful towards your parents and kind to your
children, then they will be loyal. If you promote the
good and instruct the incompetent, then they will be
encouraged."5
The State is thus to be patterned on the family with the
monarch acting as the kind father to his subjects who reciprocate
with filial piety and loyalty. In Confucian society, leaders were
expected to lead by example, by virtue and morality. Unless they
did that, they were likely to forfeit the Mandate of Heaven,
which was their authority to rule, and the people then might
overthrow the regime. It has been said that the fear of the loss
of the mandate acted as a powerful deterrent through the
centuries against despotic rule.
Stated in this way, a duty-based society is particularly
attractive. However, to provide a balanced picture of a
duty-based society, it is necessary to set it in a historical and
comparative context.
(a) First, it is necessary to dispel the notion that a duty-
and rights-based distinction can serve as a useful basis for
distinguishing Eastern from Western societies. Societies in most
continents have passed through a duty-based, communitarian
period. Some of the most sophisticated dissertations on the
virtue of duty, in fact, come from the West. The change from the
primacy of duty to the primacy of rights comes about as the
political relationship between the rulers and the ruled change.
In a despotic regime, the duties of the subject are emphasized;
in a democratic society, the rights of citizens are emphasized
(Bobbio, 1996, pp. 38-43). Rights, therefore, are concerned with
political relationships and have been intimately connected with
the rise of centralized States (for an essay delineating the
subtle and varied connections between rights, duties and powers
and the changing political configurations for their juxtaposition
in China, see Wang, 1980). Before the advent of colonialism in
Asia, the structures of political authority were fluid;
boundaries of the domain of a ruler fluctuated with the rise and
ebb of his power; and the State made little pretence of
regulating the life of its subjects (Tambiah, 1992; Nissan and
Stirrat, 1990). Colonialism, however, produced highly centralized
and authoritarian state systems which became the legacy of
nationalist leaders at independence. In most cases after
independence, the settlement of these issues was based on a
balance between the rulers and the ruled that was mediated
principally through the medium of human rights.
(b) Secondly, the fact that the West has formalized rights and
strengthened the legal machinery for their enforcement does not
make it either adversarial or individualistic. An attempt to
assert a right is not a challenge to society. The person
asserting a right does not set herself or himself in opposition
to society. Instead, she or he seeks a confirmation of community
and national values. The fact that public challenges to the
administration are allowed in the courts and other forums is
merely evidence of the cohesiveness, strength and stability of
the community and the nation. The occasions when it is necessary
to resort to the courts to enforce rights are relatively few.
This is because there are relatively few serious violations of
rights; and when there are, their redress is achieved in
non-judicial ways. For the most part, political processes in the
West are far more consensual than in the East where there is
considerable reliance on coercion and the suppression of free
speech. It is particularly ironic that despotic leaders should
accuse democracies where the governments are elected by the
people and are responsive to them of being adversarial with
people pitted against the government.
(c) Thirdly, duty-based societies have historically been
status-based and hierarchical. Several consequences follow.
(i) First, duties are not equally distributed but depend on
ones status. Thus, the duties of the father are different
from the son, those of the wife different from the husband, of a
Brahmin different from a Sudra. There is no concept of equal
duties. In most such systems, the position of women is
particularly inferior. Manu reminds us in his laws:
"By a girl, by a young woman, or even by an aged one,
nothing must be done independently, even in her own house. In
childhood, a female must be subject to her father, in youth to
her husband, when her lord is dead to her sons: a woman must
never be independent" (V:147, Doniger and Smith, 1991, p.
115).6
(ii) Two, duties are to preserve hierarchies and to ensure
obedience for the purposes of stability. The emphasis on the
family itself serves to protect the State.
When asked why he was not in the public service, Confucius
replied, "Be filial, only be filial and friendly towards
your brothers, and you will be contributing to government. There
are other sorts of service quite different from what you mean by
service" (Analects 2.21). This has been interpreted
to mean a virtuous private life makes a real contribution towards
public welfare or the stability of government (Waley, 1989, p.
93). Master Yu, for example, is quoted as having said:
"Those who in private life behave well towards their parents
and elder brothers, in public life, seldom show a disposition to
resist the authority of their superiors; and as for such men
starting a revolution, no instance of it has ever occurred"
(Analects 1.2).
For the same reason, the behaviour of groups and individuals
are prescribed in great detail, often connected with rituals to
impart to them a sense of the sacred. Confucius, emphasizing the
extreme importance of rites, sets out in elaborate detail the
ritual appropriate to different occasions and persons. Dr.
Radhakrishnan also reminds us how Hinduism regulates the most
intimate details of daily life (p. 80).
The careful ascription of duties to specific persons
reinforces status, office and hierarchy as is evident from the
well-known Confucian story about the emperor who, fatigued by his
journey or drink, fell asleep while resting. In the story, the
minister of hats, passing by, took the emperors robe that
was lying nearby and covered the emperor with it. Upon waking up,
the emperor was touched to see the robe over him and enquired as
to who had been so kind as to place the robe over him. However,
on being told that it was the minister of hats, he was extremely
angry with him for exceeding his duty, which had little to do
with robes, and equally angry with the minister of robes for
neglecting his duty!
(iii) The constant emphasis on the imperative of duty, on its
glorification, on how true fulfilment lies in the perfect
discharge of duty, etc., serve to enhance the ideology of
obedience and subservience. Indeed, it is the force of this
ideological indoctrination that continues to cause unease among
the people about a challenge to the system that oppresses them.
The purveyors of this ideology are, not surprising, the
scholar-bureaucrats (in Confucianism) and the high caste (in
Hinduism), the principal beneficiaries and intellectuals of the
respective systems.
The Contemporary Relevance of the Notion of Duties
Some contemporary presentations of "Asian values"
assume that the notion of duties outlined above still pervade
Asia. Quite apart from the fact that even in ancient times
"duties," particularly those applied to rulers, did not
operate in the idealized versions of Confucius and Manu, it would
be surprising if they were to be the defining characteristics of
Asian societies today. Indeed, the vigour with which Confucianism
is presented today as the specificity which distinguishes the
East from the West itself suggests that it may not be well or
alive. Certainly the social foundations of Confucianism,
structured around agrarian relations, have been altered beyond
recognition nor are the values that it extolled consistent with
the style of governance or economy today. Asian values are used
to explain economic success, yet Confucianism and Hinduism are
both opposed to the profit motive and the accumulation of wealth.
Persons most revered in China, Hong Kong, Taiwan and Singapore
today are those with wealth and business empires.7 If the social
foundations of the old system have disappeared, why do the
governments of these countries harp upon the notion of duties
that were connected to them?
There would appear to be several reasons for this
preoccupation with duties (for a detailed exposition, see Ghai,
1994). One is to provide a counterpoint to the West, to ward off
real or imagined pressures for democratization and human rights,
providing an intellectual justification for different moral
standards. The second is connected with the original ideological
purpose of the concept of duty, that of obedience and
subservience. It serves to downgrade rights, which are the
vehicles of protest and the justification for equality and
justice. Nowhere is this more evident than in Singapore where the
government is cultivating an ideology with remarkable resemblance
to Confucianism - minus the exemplary behaviour of the leaders.
That the contemporary celebrations of the concept of duty have
little to do with culture and much to do with politics is evident
from various contradictions of policies and practices of
governments most heavily engaged in its exhortation. I will take
three examples to illustrate my point.
As already noted, these governments claim that their societies
place a higher value on the community than in the West, that
individuals find fulfilment in their participation in communal
life and community tasks and that this factor constitutes a
primary distinction in the approach to human rights. The Western
preoccupation with individualism is explained by the alienation
resulting from its economic system which has sapped the vitality
of the community and has forced introspection on individuals as a
means towards their identity. This argument is advanced as an
instance of the general proposition that rights are
culture-specific.
The "communitarian" argument is Janus-faced. It is
used against the claim of universal human rights to distinguish
the allegedly Western, individual-oriented approaches to rights
from the community-centred values of the East. Yet it is also
used to deny the claims and assertions of communities in the name
of "national unity and stability." It suffers from at
least two further weaknesses. First, it overstates the
"individualism" of Western society and traditions of
thought. Even within Western liberalism, there are strands of
analysis which assert claims of the community (for example,
Rousseau), and most Western human rights instruments allow
limitations on and deviations from human rights in the public
interest or for reasons of state. Western courts regularly engage
in the task of balancing the respective interests of the
individual and the community. Within liberal societies, there are
nuances in the approach to and the primacy of human rights as
becomes evident when one examines the differences among the
United States, Canada, France and the United Kingdom.
Furthermore, liberalism does not exhaust Western political
thought or practice. There is social democracy, which emphasizes
collective and economic rights; Marxism, which elevates the
community to a high moral order, is also reflective of an
important school of Western thought. Moreover, there is much
celebration in Western political thought of "civil
society," a personification of the community, standing
between the State and the individual and family (Cohen and Arato,
1992).
Secondly, Asian governments fall into the easy, but wrong,
assumption that they or the State are the "community."8
Nothing can be more destructive of the community than this
understanding. The community and State are different institutions
and, to some extent, in a contrary juxtaposition. The community,
for the most part, depends on popular norms developed through
forms of consensus that are enforced through mediation and
persuasion. The State is an imposition on society; and unless
humanized and democratized (as it has not been in most of Asia),
it relies on edicts, the military, coercion and sanctions. It is
the tension between them which has elsewhere underpinned human
rights. In the name of the community, most Asian governments have
stifled social and political initiatives of private groups. Most
of them have draconian legislation, like the colonially inspired
Societies Act under British rule,9 which gives the government
pervasive control over civil society. Similarly, rights to
assemble and march peacefully have been mortgaged to the
government. Governments have destroyed many communities in the
name of development or state stability, and the consistent
refusal of most of them to recognize that there are indigenous
peoples among their population (who have a right to preserve
their traditional culture, economy and beliefs) is but a
demonstration of their lack of commitment to the real community.
The vitality of the community comes from the exercise of the
rights to organize, meet, debate and protest, which are dismissed
as "liberal" rights by these governments. Furthermore,
the tight regulation of society as practised in China and
Singapore is not particularly Confucian. Confucius argued against
reliance on law or coercion and advocated a government of limited
powers and functions.10
Another attack on the community comes from the economic,
market-oriented policies of governments. Although Asian
capitalism appears to rely on family and clan associations, there
is little doubt that it weakens the community and its cohesion.
The organizing matrix of the market is not the same as that of
the community nor are its values or methods particularly
"communitarian." The moving frontier of the market,
seeking new resources, has been particularly disruptive of
communities which have managed to preserve intact a great deal of
their culture and organization during the colonial and
postcolonial periods. The emphasis on the market and with it
individual rights of property are also at odds with communal
organization and the enjoyment of property (and a further irony
is that Asian leaders who allege their allegiance to communal
supremacy and values are among the most ardent opponents of a
Marxism that espouses the moral worth and authority of the
community). Market policies have relied greatly on multinational
capital and corporations, which have brought new values and
tastes, and are increasingly integrating their economies and
elites into a global economy and culture. Indeed, it is these
very considerations which prompted the Singapore government to
undertake the propagation of an official ideology patently based
on Confucianism (even if that required the assistance of foreign
experts!, Kuo, 1996), but the contradictions of official policies
have largely escaped its authors. It has totally ignored the
impact - indeed, the onslaught - of modern technologies on
traditional communities. Capitalism in Asia (and Asian capitalism
overseas) tends to be extremely predatory, often disregarding
industrial safety standards, and is marked by a high degree of
exploitation of both labour and the environment. It is certainly
not driven by any sense of duty!
A final point is the contradiction between claims of a
harmonious society that promotes decision making by consensus and
the extensive arming of the state apparatus. The pervasive use of
draconian measures, like administrative detentions, the
disestablishment of societies, press censorship, sedition laws,
etc., belie claims to respect alternative views, promote dialogue
and seek consensus. The contemporary state intolerance of
opposition is inconsistent with traditional communal values and
processes. Contemporary state processes in Asia are less
hospitable to community politics than the much-derided
adversarial processes of the West, which at least ensure a
hearing for all parties.
Conclusion
I have argued in this article that a duty-based society has
traditionally been status-oriented and hierarchical. I do not
wish to contend against a broader notion of duty in the sense of
responsibilities or civic virtue. There is clearly much that is
attractive in people who are mindful of the concerns of others,
who wish to contribute to the welfare of the community, who place
society above their own personal interests. No civilized society
is possible without such people. There is also much that is
attractive in societies that seek a balance between rights and
responsibilities and emphasize harmony. Moreover, I do not wish
to underestimate the potential of the concept of duty as a
safeguard against the abuse of power or office. I am much
attracted to the notion of the withdrawal of the Mandate of
Heaven from rulers who transgress upon their duties as rulers
(although I am also aware that this was largely impotent as a
responsive or accountable device or discipline on rulers). My
arguments have been addressed here to the pretensions of some
governments which have advanced claims of moral superiority of
their societies and their assertions of Asian values. It will be
obvious that I am unimpressed by these claims and wish to expose
their dissembling qualities.
However, it would be unfortunate if the disquiet with these
strategies were to obscure the interesting new explorations of
the notion of duty and self-cultivation in Confucian studies
which seek to demonstrate that the balance between the individual
and the community is not what it has often been presented to be -
a subordination of the individual in and to the community - but
rather it is a recognition of the importance of the individual
(Hsieh; Tu Wei-ming) nor that Confucianism, with its emphasis on
the family, failed to develop a proper civic sense (De Bary), the
results of which are too obvious in the corruption of public life
in so many Asian States where the notion of duty barely extends
beyond the family and the clan. It would be equally unfortunate
if rights were seen as an antagonist to a well-functioning and
caring society in which there is a strong sense of responsibility
and obligation (as appears to be sometimes the perception in the
West today). With rights, we deal essentially with the State;
with obligations, we deal with fellow human beings and the
society they constitute. There are, of course, many points of
interaction between the State and society when rights and duties
in the senses used here may conflict, but the regime of rights
provides the machinery to strike appropriate balances.
Endnotes
1. For two clear but extreme versions of this approach, see B.
Kausikan, "Asias Different Standard," Foreign
Policy, Vol. 29 (1993), pp. 24-41 and F. Zakaria,
"Culture Is Destiny: A Conversation with Lee Kuan Yew,"
Foreign Affairs, Vol. 73 No. 2 (1994), pp. 109-126.
2. For an interesting (but to my mind unsuccessful) attempt to
defend the obviously confining circumstances of filial piety in
terms of humanity, self-cultivation, reciprocity and example, see
Tu Wei-ming (1985).
3. These points are well-illustrated by this cable from
Mahatma Gandhi to H. G. Wells who sent him draft articles on
human rights:
"Received your cable. Have carefully read your five
articles. You will permit me to say you are on the wrong track. I
feel sure that I can draw up a better Charter of Rights than you
have drawn up, but of what good will it be? Who will become its
guardian? If you mean propaganda or popular education, you have
begun at the wrong end. I suggest the right way. Begin with a
Charter of Duties of Man (both D and M capitals), and I promise
the rights will follow as spring follows winter. I write from
experience. As a young man, I began life by seeking to assert my
rights, and I soon discovered that I had none, not even over my
wife. So I began by discovering and performing my duty as by my
wife, my children, friends, companions and society, and I find
today that I have greater rights, perhaps more than any living
man I know. If this is too tall a claim, then I do not know
anyone who possesses greater rights than I" (Reprinted in
Iyer, 1987, p. 492).
4. The surrender of individual desires for the wider interests
of the family and society that are so dominant in Confucian
thought is somewhat qualified in Hinduism which has deeper
spiritual roots. Radha-krishnan quotes a Sanskrit verse:
"For the family, sacrifice the individual; for the
community, the family; for the country, the community; and for
the soul, the whole world" (1927, p. 90).
5. Confucius also said, "Govern the people by
regulations; keep order among them by chastisement; and they will
flee from you and lose all self-respect. Govern them by moral
force; keep order by ritual; and they will keep their
self-respect and come to you of their own accord" (Analects
2.3).
6. Manu further states:
"A woman should not try to separate herself from her
father, her husband or her sons, for her separation from them
would make both (her and her husbands) families
contemptible. She should be always cheerful and clever at
household affairs; she should keep her utensils well-polished and
not have too free a hand in spending. When her father, or her
brother with her fathers permission, gives her to someone,
she should obey that man while he is alive and not violate her
vow to him when he is dead. . . .
"A virtuous wife should constantly serve her husband like
a god, even if he behaves badly, freely indulges his lust and is
devoid of any good qualities. . . . It is because a woman obeys
her husband that she is exalted in heaven. . . . She should be
long-suffering until death, self-restrained and chaste, striving
(to fulfil) the unsurpassed duty of women who have one
husband" (p. 115).
7. There is no time to go into the debate as to how far the
economic success of Southeast and East Asia is due to Asian
values or other economic and policy factors. Redding (1990 and
1996) and Hamilton (1991 and 1996) have argued that Confucianism
has been fundamental to the development of "Chinese"
capitalism, both in terms of motivation and social structure - a
viewpoint which has been challenged by, inter alia, John
Wong (1996). That at least the answer to the question is not
straightforward is provoked by the following considerations: Why
is it that Confucianism, which has been around for millennia,
should only now be promoting economic growth? Why should it, with
its traditional contempt for merchants and profits, become the
incubator of capitalism? What about the Catholic Philippines that
is now showing signs of rapid economic advancement? How is it
that un-Confucian Europe gave birth to capitalism?
8. Although, as I argue, that lip service to the
"community" is hypocritical, the real
"community" which motivates politicians is parochial
and clannish, pursuing its selfish interest at the expense of
other communities and is the basis of public corruption and graft
- therefore, nothing of which to be proud. An interesting light
on "community" occurred in Hong Kong in April 1994 when
two shoppers beat up a shop assistant while her colleagues
watched but did nothing to defend her. However, she bore no
grudge against them, saying, "Even though I have known them
for a long time, what difference does it make? You cannot expect
someone to help you. I am not their relative" (Eastern
Express, 11-12 June 1994). For the role of Confucianism in
the family and business, see Lau (1981) and King (1996).
9. Typically such legislation provides that a society has to
be registered before it can operate. The government has the
discretion to refuse to register a society and to deregister it.
It has the power to seek information from the society about its
membership, finances and other affairs and to control or prohibit
political links with outside bodies.
10.As with religion, Confucianism has been used for political
purposes so that its essence has become somewhat obscure. It is
undisputed, however, that Confucius was against tough laws and
strong punishments, believing instead in the virtue of rulers and
their sense of duty. See Rubin, 1976; Van der Sprenkel, 1962; and
Tu Wei-ming, 1985.
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